e8vk
Table of Contents

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported)      September 12, 2002

ABM Industries Incorporated


(Exact name of registrant as specified in its charter)
         
Delaware
 
1-8929
 
94-1369354

(State or other jurisdiction
of incorporation)
 
(Commission File
Number)
 
(IRS Employer
Identification No.)
     
160 Pacific Avenue, Suite 222, San Francisco, California
 
94111

(Address of principal executive offices)
 
(Zip Code)

Registrant’s telephone number, including area code      (415) 733-4000

Inapplicable


(Former name or former address if changed since last report)

 


TABLE OF CONTENTS

Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
Item 9. Regulation FD Disclosure
SIGNATURES
INDEX TO EXHIBITS
Exhibit 99.1
Exhibit 99.2


Table of Contents

Item 7. Financial Statements, Pro Forma Financial Information and Exhibits

(c) Exhibits

     
99.1   Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings
 
99.2   Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

Item 9. Regulation FD Disclosure

     On September 12, 2002, the principal executive officer and principal financial officer of ABM Industries Incorporated (the “Company”) submitted to the Securities and Exchange Commission the sworn statements required by Commission Order No. 4-460. Copies of the two statements are furnished as Exhibit 99.1 and 99.2 to this report.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

             
        ABM INDUSTRIES INCORPORATED
 
Dated:   September 12, 2002   By:   /s/ George B. Sundby
           
            George B. Sundby
Senior Vice President and
Chief Financial Officer

 


Table of Contents

INDEX TO EXHIBITS

     
Exhibit    
Number   Description

 
99.1   Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings
 
99.2   Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

 

exv99w1
 

EXHIBIT 99.1

Statement Under Oath of
Principal Executive Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings

I, Henrik C. Slipsager, state and attest that:

1)    To the best of my knowledge, based upon a review of the covered reports of ABM Industries Incorporated and, except as corrected or supplemented in a subsequent covered report:

          no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
          no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date of which it was filed).

2)    I have reviewed the contents of this statement with the Company’s audit committee.
 
3)    In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

          Annual Report of Form 10-K for the fiscal year ended October 31, 2001, of ABM Industries Incorporated, filed with the Commission on December 21, 2001;
 
          all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ABM Industries Incorporated filed with the Commission subsequent to the filing of the Form 10-K above; and
 
          any amendments to any of the foregoing.
     
/s/ Henrik C. Slipsager
   

   
Henrik C. Slipsager
President and Chief Executive Officer
(Principal Executive Officer)
September 11, 2002
  Subscribed and sworn to
before me this 11th day of
September 2002.
    /s/ Karen C. Hewitt

    Notary Public

 

exv99w2
 

EXHIBIT 99.2

Statement Under Oath of
Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings

I, George B. Sundby, state and attest that:

1)    To the best of my knowledge, based upon a review of the covered reports of ABM Industries Incorporated and, except as corrected or supplemented in a subsequent covered report:

          no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
          no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date of which it was filed).

2)    I have reviewed the contents of this statement with the Company’s audit committee.
 
3)    In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

          Annual Report of Form 10-K for the fiscal year ended October 31, 2001, of ABM Industries Incorporated, filed with the Commission on December 21, 2001;
 
          all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ABM Industries Incorporated filed with the Commission subsequent to the filing of the Form 10-K above; and
 
          any amendments to any of the foregoing.
     
/s/ George B. Sundby
   

   
George B. Sundby
Senior Vice President and
Chief Financial Officer
(Principal Financial Officer)
September 11, 2002
  Subscribed and sworn to
before me this 11th day of
September 2002.
    /s/ Karen C. Hewitt

    Notary Public

 

Data Provided by Refinitiv. Minimum 15 minutes delayed.